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Securities Investor Protection Corporation
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#	Item
661	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED SECURITIES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-26 16:38:33 Sierra Club Net capital rule United States housing bubble British people Securities Investor Protection Corporation John Muir United States Nationality Martinez California
662	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-03 16:03:17 Financial economics Financial regulation Securities Investor Protection Corporation Securities Exchange Act Radin Finance Net capital rule United States housing bubble United States securities law
663	Declaration by SEC Attorney Michael D. Birnbaum: Exhibit 12 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-24 17:19:31 Newedge Group Investment Business Finance U.S. Securities and Exchange Commission Securities Investor Protection Corporation Financial Industry Regulatory Authority Reserve Primary Fund Settlement Financial economics Late-2000s financial crisis Crédit Agricole
664	··IflFA ~STITUTE Centre for Financial Market Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-28 14:03:12 Business Registered Investment Advisor U.S. Securities and Exchange Commission Financial adviser Brokerage firm Ameriprise Financial Securities Investor Protection Corporation Investment Financial economics Finance
665	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED S~~TES OF AMERICA ·Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-27 15:39:58 Financial system Corporate crime U.S. Securities and Exchange Commission Securities Investor Protection Corporation Security Broker-dealer Securities Exchange Act Financial economics United States securities law Finance
666	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-28 15:28:30 Legg Mason Securities Investor Protection Corporation Investment Citigroup Mason Financial economics Primary dealers Economy of the United States
667	TESTIMONY OF JOSEPH P. BORG Director, Alabama Securities Commission before the COMMITTEE ON FINANCIAL SERVICES Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2010-09-23 13:02:40 Securities Investor Protection Corporation Madoff investment scandal Late-2000s financial crisis Securities Securities Investor Protection Act Dodd–Frank Wall Street Reform and Consumer Protection Act Bernard Madoff Security U.S. Securities and Exchange Commission Financial economics Finance Investment
668	Administrative Notice Notice of Approval Contact: Victor Peter Senior Corporate Counsel Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-10 16:36:03 Private law Law Corporate governance Banking in Canada Canadian Investor Protection Fund Canadian securities regulation Corporation Board of directors Corporations law Business Business law
669	Business Continuity Plan Disclosure Statement 95 Glastonbury Blvd., Suite 102, Glastonbury, CT[removed]3239 • [removed]fax) Member FINRA/SIPC Add to Reading List Source URL: www.usicg.com Language: English - Date: 2014-01-14 14:00:59 Anticipatory thinking Business continuity planning Collaboration Glastonbury Festival Securities Investor Protection Corporation Business continuity Financial Industry Regulatory Authority Glastonbury Somerset United States securities law Counties of England
670	From: Carey Austin [mailto:[removed]] Sent: Tuesday, April 24, 2007 6:59 PM To: EBSA, E-ORI - EBSA Subject: comment on fees To whom it may concern: 401(k) plans vary widely in fees and fees structure. Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 11:59:32 Securities Investor Protection Corporation Finance Economics Internal Revenue Code 401 Email

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